Filing Details
- Accession Number:
- 0000899243-17-003618
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-10 19:23:00
- Reporting Period:
- 2016-10-24
- Filing Date:
- 2017-02-10
- Accepted Time:
- 2017-02-10 19:23:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674416 | Crispr Therapeutics Ag | CRSP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252524 | Von Kurt Emster | C/O Crispr Therapeutics, Inc. 200 Sidney Street Cambridge MA 02139 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-10-24 | 2,354,050 | $0.00 | 2,354,050 | No | 4 | C | Indirect | See Footnote |
Common Shares | Acquisiton | 2016-10-24 | 191,764 | $0.00 | 2,545,814 | No | 4 | C | Indirect | See Footnote |
Common Shares | Acquisiton | 2016-10-24 | 56,000 | $14.00 | 2,601,814 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Series A-3 Preferred Shares | Disposition | 2016-10-24 | 2,354,050 | $0.00 | 2,354,050 | $0.00 |
Common Shares | Series B Preferred Shares | Disposition | 2016-10-24 | 191,764 | $0.00 | 191,764 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- These securities were convertible at any time on a one-for-one basis into shares of the Issuer's Common Stock at the holder's election and automatically upon the closing of the Issuer's initial public offering. These securities do not have an expiration date.
- These shares are held by Abingworth Bioventures VI, LP ("Abingworth"). Abingworth Bioventures VI GP LP ("Abingworth GP") serves as the general partner of Abingworth. Abingworth General Partner VI LLP, serves as the general partner of Abingworth GP. Abingworth (acting by its general partner Abingworth GP, acting by its general partner Abingworth General Partner VI LLP) has delegated to Abingworth LLP, all investment and dispositive power over the securities held by Abingworth. The Reporting Person is a member of the investment committee of Abingworth LLP, which approves investment and voting decisions by a majority vote, and no individual member has the sole control or voting power over the shares held by Abingworth. The reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.