Filing Details

Accession Number:
0001209191-17-009742
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-10 18:39:25
Reporting Period:
2017-02-08
Filing Date:
2017-02-10
Accepted Time:
2017-02-10 18:39:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1497253 Organovo Holdings Inc. ONVO Biological Products, (No Disgnostic Substances) (2836) 271488943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536583 Keith Murphy 6275 Nancy Ridge Drive, Suite 110
San Diego CA 92121
Chairman, Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-08 30,000 $1.00 6,068,915 No 4 M Indirect IRA
Common Stock Disposition 2017-02-09 25,000 $3.68 6,043,915 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect IRA
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Disposition 2017-02-08 30,000 $0.00 30,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-02-08 2017-02-08 No 4 M Direct
Footnotes
  1. The Warrants are held by the Equity Trust Co. Custodian FBO Keith Murphy IRA.
  2. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  3. This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $3.63 to $3.74. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. This number does not include 1,831,454 shares of common stock underlying outstanding options held by Mr. Murphy; post-transaction Mr. Murphy continues to beneficially own or have a right to acquire 7,875,369 shares of common stock.
  5. The Reporting Person exercised warrants to purchase 30,000 shares of the Issuer's common stock for $1.00 a share. The warrant would have expired by its terms if not exercised by the Reporting Person on February 8, 2017.