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Home > Insider Trading > Filing (0001246360-17-000566)

Filing Details

Accession Number:: 0001246360-17-000566
Form Type:: 5/A
Zero Holdings:: No
Publication Time:: 2017-02-10 17:28:10
Reporting Period:: 2016-12-31

Filing Date:: 2017-02-10
Accepted Time:: 2017-02-10 17:28:10
Original Submission Date:: 2017-02-01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1302350	Jmp Group Llc	JMP	Security Brokers, Dealers & Flotation Companies (6211)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1398113	A Joseph Jolson	600 Montgomery Street, Suite 1100 San Francisco CA 94111	Ceo	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2016-03-15	6,167	$5.04	4,514,573	No	5	P	Indirect	By Jolson 1991 Trust
Common Shares	Disposition	2016-11-07	181,820	$0.00	1,287,584	No	5	G	Indirect	By Jolson 1996 Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Indirect	By Jolson 1991 Trust
No	5	G	Indirect	By Jolson 1996 Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	75,000	Indirect	By Foundation
Common Shares	61,580	Direct

Footnotes

Reflects common shares held by the Joseph A. Jolson 1991 Trust , of which Mr. Jolson is a trustee.
Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.