Filing Details
- Accession Number:
- 0001580231-17-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-10 16:01:17
- Reporting Period:
- 2017-02-09
- Filing Date:
- 2017-02-10
- Accepted Time:
- 2017-02-10 16:01:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040161 | Pixelworks Inc | PXLW | Semiconductors & Related Devices (3674) | 911761992 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252258 | L Steven Moore | 224 Airport Parkway Suite 400 San Jose CA 95110 | Vp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-09 | 60,000 | $3.48 | 470,636 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-09 | 60,000 | $3.76 | 410,636 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-09 | 60,000 | $0.00 | 60,000 | $3.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-10 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $0.60 | 2019-03-23 | 100,000 | 100,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $2.28 | 2018-02-28 | 16,666 | 16,666 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $2.28 | 2018-03-02 | 8,333 | 8,333 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $2.36 | 2018-02-09 | 50,000 | 50,000 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $5.25 | 2017-07-18 | 66,666 | 66,666 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-03-23 | 100,000 | 100,000 | Direct |
2018-02-28 | 16,666 | 16,666 | Direct |
2018-03-02 | 8,333 | 8,333 | Direct |
2018-02-09 | 50,000 | 50,000 | Direct |
2017-07-18 | 66,666 | 66,666 | Direct |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Moore in November 2016 and reported on a Form 8-K filed by Pixelworks, Inc. on November 29, 2016. The Rule 10b5-1 trading plan provides for the exercise and same-day sale of expiring stock options held by Mr. Moore on a pre-specified date prior to stock option expiration.
- Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
- 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.