Filing Details
- Accession Number:
- 0001184876-17-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-10 15:54:21
- Reporting Period:
- 2017-02-08
- Filing Date:
- 2017-02-10
- Accepted Time:
- 2017-02-10 15:54:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1007587 | Kvh Industries Inc | KVHI | Radio & Tv Broadcasting & Communications Equipment (3663) | 050420589 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184876 | Martin Heyningen Van Kits | Kvh Industries, Inc. 50 Enterprise Center Middletown RI 02842 | Ceo/Chairman Bod | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-08 | 2,251 | $9.32 | 619,770 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2017-02-08 | 2,251 | $10.00 | 617,519 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-09 | 10,145 | $9.32 | 627,664 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2017-02-09 | 10,145 | $10.00 | 617,519 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-10 | 17,298 | $9.32 | 634,817 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2017-02-10 | 17,298 | $10.00 | 617,519 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options-Right to Buy | Disposition | 2017-02-08 | 2,251 | $9.32 | 2,251 | $9.32 |
| Common Stock | Employee Stock Options-Right to Buy | Disposition | 2017-02-09 | 10,145 | $9.32 | 10,145 | $9.32 |
| Common Stock | Employee Stock Options-Right to Buy | Disposition | 2017-02-10 | 17,298 | $9.32 | 17,298 | $9.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 49,943 | 2016-02-28 | 2017-02-28 | No | 4 | J | Direct |
| 39,798 | 2016-02-28 | 2017-02-28 | No | 4 | J | Direct |
| 22,500 | 2016-02-28 | 2017-02-28 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,201 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options-Right to Buy | $0.00 | 0 | 1,232 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 1,232 | Indirect |
Footnotes
- Shares acquired via the exercise of stock options issued pursuant to the terms and conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
- Exercise of expiring stock options issued pursuant to the terms and conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
- Represents total vested/unexercised options "beneficially owned".
- Represents total vested/unexercised options "beneficially owned" by spouse.
- Not applicable
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