Filing Details
- Accession Number:
- 0001140361-17-005677
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-10 12:59:06
- Reporting Period:
- 2017-02-08
- Filing Date:
- 2017-02-10
- Accepted Time:
- 2017-02-10 12:59:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1616745 | Peter Albanese | 50606 Ameriprise Financial Center Mineapolis MN 55474 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Tri-Continental Corporation Common Stock | Acquisiton | 2017-02-08 | 2,500 | $22.75 | 2,500 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2017-02-08 | 2,100 | $22.76 | 4,600 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2017-02-08 | 1,700 | $22.78 | 6,300 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2017-02-08 | 1,450 | $22.79 | 7,750 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2017-02-08 | 900 | $22.78 | 8,650 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2017-02-08 | 650 | $22.76 | 9,300 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2017-02-08 | 400 | $22.76 | 9,700 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2017-02-08 | 200 | $22.79 | 9,900 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2017-02-08 | 100 | $22.79 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |