Filing Details

Accession Number:
0001140361-17-005677
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-10 12:59:06
Reporting Period:
2017-02-08
Filing Date:
2017-02-10
Accepted Time:
2017-02-10 12:59:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99614 Tri-Continental Corp TY (0) 135441850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1616745 Peter Albanese 50606 Ameriprise Financial Center
Mineapolis MN 55474
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Tri-Continental Corporation Common Stock Acquisiton 2017-02-08 2,500 $22.75 2,500 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2017-02-08 2,100 $22.76 4,600 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2017-02-08 1,700 $22.78 6,300 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2017-02-08 1,450 $22.79 7,750 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2017-02-08 900 $22.78 8,650 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2017-02-08 650 $22.76 9,300 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2017-02-08 400 $22.76 9,700 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2017-02-08 200 $22.79 9,900 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2017-02-08 100 $22.79 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct