Home > Insider Trading > Filing (0000021175-17-000016)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
21175	Cna Financial Corp	CNA	Fire, Marine & Casualty Insurance (6331)	366169860

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1223649	D Jonathan Kantor	333 S. Wabash Ave. Chicago IL 60604	Evp, Gen. Counsel & Sec.	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-02-07	382	$42.40	9,869	No	4	M	Direct
Common Stock	Disposition	2017-02-07	382	$42.65	9,487	No	4	S	Direct
Common Stock	Acquisiton	2017-02-09	12,431	$42.38	21,918	No	4	M	Direct
Common Stock	Disposition	2017-02-09	4,594	$42.38	17,324	No	4	F	Direct
Common Stock	Acquisiton	2017-02-09	2,976	$42.38	20,300	No	4	M	Direct
Common Stock	Disposition	2017-02-09	1,100	$42.38	19,200	No	4	F	Direct
Common Stock	Acquisiton	2017-02-09	2,702	$42.38	21,902	No	4	M	Direct
Common Stock	Disposition	2017-02-09	999	$42.38	20,903	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2017-02-07	30,000	$0.00	30,000	$41.86
Common Stock	Stock Appreciation Rights	Disposition	2017-02-09	17,067	$0.00	17,067	$11.51
Common Stock	Stock Appreciation Rights	Disposition	2017-02-09	7,500	$0.00	7,500	$25.56
Common Stock	Stock Appreciation Rights	Disposition	2017-02-09	7,500	$0.00	7,500	$27.11

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2017-02-07	No	4	M	Direct
2019-02-04	No	4	M	Direct
2020-03-03	No	4	M	Direct
2021-01-28	No	4	M	Direct

Footnotes

The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 382 shares of the issuers common stock.
The Reporting Person exercised 17,067 Stock Appreciation Rights and as such received a gain of 12,431 shares of the issuers common stock.
The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.
The Reporting Person exercised 7,500 Stock Appreciation Rights and as such received a gain of 2,976 shares of the issuers common stock.
The Reporting Person exercised 7,500 Stock Appreciation Rights and as such received a gain of 2,702 shares of the issuers common stock.
As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 7, 2008.
As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.
As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 4, 2010.
As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on March 3, 2011.
As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on January 28, 2012.