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Filing Details

Accession Number:: 0001209191-17-009234
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-09 18:41:21
Reporting Period:: 2017-02-07

Filing Date:: 2017-02-09
Accepted Time:: 2017-02-09 18:41:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
860730	Hca Holdings Inc.	HCA	Services-General Medical & Surgical Hospitals, Nec (8062)	273865930

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1269276	M John Steele	One Park Plaza Nashville TN 37203	Svp - Human Resources	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-02-07	22,525	$5.98	44,308	No	4	M	Direct
Common Stock	Acquisiton	2017-02-07	9,010	$6.48	53,318	No	4	M	Direct
Common Stock	Disposition	2017-02-07	31,535	$82.55	21,783	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2017-02-07	9,010	$0.00	9,010	$5.98
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2017-02-07	13,515	$0.00	13,515	$5.98
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2017-02-07	9,010	$0.00	9,010	$6.48

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2019-08-27	No	4	M	Direct
2019-08-27	No	4	M	Direct
2019-08-27	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,751	Indirect	By CS 2012 GRAT (Spouse, Trustee)
Common Stock	13,501	Indirect	By JS 2012 GRAT (Spouse, Trustee)
Common Stock	16,000	Indirect	By 2015 GRAT (Reporting Person, Trustee)

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.495 to $82.68, inclusive. The reporting person undertakes to provide to HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
The option vested in equal increments (i) at the end of fiscal year 2012 upon the achievement of certain annual EBITDA performance targets and (ii) upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013.
Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
The option was scheduled to vest in three equal annual installments beginning on August 27, 2012. A change in control of the Issuer occurred effective November 1, 2013, resulting in the accelerated vesting of the option as to the shares that remained unvested.
The option vested in equal increments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.