Filing Details
- Accession Number:
- 0000021175-17-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-09 14:00:45
- Reporting Period:
- 2017-02-07
- Filing Date:
- 2017-02-09
- Accepted Time:
- 2017-02-09 14:00:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 21175 | Cna Financial Corp | CNA | Fire, Marine & Casualty Insurance (6331) | 366169860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257455 | Thomas Pontarelli | 333 S. Wabash Ave. Chicago IL 60604 | Former Evp & Chief Admin Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-07 | 236 | $42.53 | 58,316 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-07 | 236 | $42.58 | 58,080 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2017-02-07 | 15,000 | $0.00 | 15,000 | $41.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-07 | No | 4 | M | Direct |
Footnotes
- The Reporting Person exercised 15,000 Stock Appreciation Rights and as such received a gain of 236 shares of the issuers common stock.
- A previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 7, 2008.
- As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.
Billionaire Hedge Funds
