Filing Details
- Accession Number:
- 0001513905-17-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-08 19:30:30
- Reporting Period:
- 2017-02-07
- Filing Date:
- 2017-02-08
- Accepted Time:
- 2017-02-08 19:30:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1513905 | Jonathan Corr | C/O Ellie Mae, Inc. 4420 Rosewood Drive, Suite 500 Pleasanton CA 94588 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-07 | 1,669 | $46.24 | 85,533 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-07 | 1,669 | $88.61 | 83,864 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-07 | 542 | $24.93 | 84,406 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-07 | 542 | $88.61 | 83,864 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-07 | 521 | $19.60 | 84,385 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-07 | 521 | $88.61 | 83,864 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-07 | 521 | $0.00 | 521 | $19.60 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-07 | 542 | $0.00 | 542 | $24.93 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-07 | 1,669 | $0.00 | 1,669 | $46.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-02-04 | No | 4 | M | Direct | |
| 6,874 | 2024-02-05 | No | 4 | M | Direct | |
| 24,941 | 2025-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 79,347 | Indirect | by Trust |
Footnotes
- The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
- Option vests with respect to 25% of the shares subject thereto on February 4, 2014, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 4, 2017.
- The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
- Option vests with respect to 25% of the shares subject thereto on February 5, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 5, 2018.
- Option vests with respect to 25% of the shares subject thereto on February 11, 2016, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 11, 2019.
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