Filing Details
- Accession Number:
- 0001225208-17-002679
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-08 18:36:14
- Reporting Period:
- 2017-02-06
- Filing Date:
- 2017-02-08
- Accepted Time:
- 2017-02-08 18:36:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1640036 | Michelle Kumbier | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | Svp, Motor Co. Product & Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-06 | 3,049 | $56.56 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-07 | 1,708 | $56.61 | 601 | No | 4 | I | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | I | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 22,743 | 22,743 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 2020-02-01 | 10,603 | 10,603 | Direct | |
Common Stock | Stock Option (right to buy) | $51.78 | 2014-02-04 | 2023-02-04 | 10,980 | 10,980 | Direct |
Common Stock | Stock Option (right to buy) | $62.33 | 2015-02-04 | 2024-02-04 | 9,823 | 9,823 | Direct |
Common Stock | Stock Option (right to buy) | $63.49 | 2016-02-03 | 2025-02-03 | 10,484 | 10,484 | Direct |
Common Stock | Stock Option (right to buy) | $68.91 | 2008-02-14 | 2017-02-14 | 2,934 | 2,934 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
22,743 | 22,743 | Direct | |
10,603 | 10,603 | Direct | |
2023-02-04 | 10,980 | 10,980 | Direct |
2024-02-04 | 9,823 | 9,823 | Direct |
2025-02-03 | 10,484 | 10,484 | Direct |
2017-02-14 | 2,934 | 2,934 | Direct |
Footnotes
- On February 7, 2017, Ms. Kumbier reallocated the funds in her 40l(k) account
- Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted and 2/3/2015, 2/2/2016 and 2/1/2017 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- Each restricted stock unit (RSU) represents a contingent right to receive one share of stock. The RSUs granted vest in full after 3 years from the date of grant. Units are subject to forfeiture until vested.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- All options are currently exercisable.
- Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.