Filing Details
- Accession Number:
- 0001203311-17-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-08 17:29:50
- Reporting Period:
- 2017-02-06
- Filing Date:
- 2017-02-08
- Accepted Time:
- 2017-02-08 17:29:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167496 | B Clay Siegall | 21823 30Th Drive Se Bothell WA 98021 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-06 | 4,042 | $10.20 | 640,477 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-06 | 4,042 | $61.13 | 636,435 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-06 | 10,323 | $10.29 | 646,758 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-06 | 10,323 | $61.69 | 636,435 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-06 | 100 | $10.29 | 636,535 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-06 | 100 | $62.51 | 636,435 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-06 | 4,042 | $0.00 | 4,042 | $10.20 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-06 | 10,323 | $0.00 | 10,323 | $10.29 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-06 | 100 | $0.00 | 100 | $10.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,123 | 2017-05-25 | No | 4 | M | Direct | |
| 62,628 | 2017-08-28 | No | 4 | M | Direct | |
| 62,528 | 2017-08-28 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $60.56 to $61.44. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
- Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $61.44 to $62.35. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Shares vested at a rate of 25% on 5/25/08 and monthly thereafter until all the shares were fully vested on 5/25/11.
- Shares vested at a rate of 25% on 8/28/08 and monthly thereafter until all the shares are fully vested on 8/28/11.
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