Filing Details
- Accession Number:
- 0001127602-17-004622
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-08 16:51:58
- Reporting Period:
- 2017-02-06
- Filing Date:
- 2017-02-08
- Accepted Time:
- 2017-02-08 16:51:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 62709 | Marsh & Mclennan Companies Inc. | MMC | Insurance Agents, Brokers & Service (6411) | 362668272 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428849 | Peter Zaffino | 1166 Avenue Of The Americas New York NY 10036 | Chairman, Ris And Ceo, Marsh | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-06 | 59,485 | $0.00 | 210,221 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-06 | 51,715 | $0.00 | 261,936 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-06 | 111,200 | $70.26 | 150,736 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-07 | 2,901 | $0.00 | 153,637 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-07 | 3,476 | $0.00 | 157,113 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-07 | 6,377 | $70.05 | 150,736 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-02-06 | 59,485 | $0.00 | 59,485 | $30.60 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-02-06 | 51,715 | $0.00 | 51,715 | $31.89 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-02-07 | 2,901 | $0.00 | 2,901 | $30.60 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-02-07 | 3,476 | $0.00 | 3,476 | $31.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,515 | 2021-02-20 | No | 4 | M | Direct | |
| 196,630 | 2022-02-23 | No | 4 | M | Direct | |
| 37,614 | 2021-02-20 | No | 4 | M | Direct | |
| 193,154 | 2022-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,079 | Indirect | By Family Trust |
| Common Stock | 1,209 | Indirect | MMC 401(k) Savings & Investment Plan |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- Reflects additional shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of year end.
- These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.
- These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015, and 2016.
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