Filing Details
- Accession Number:
- 0001209191-17-008688
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-08 16:29:16
- Reporting Period:
- 2017-02-06
- Filing Date:
- 2017-02-08
- Accepted Time:
- 2017-02-08 16:29:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420601 | A. Douglas Lawson | C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915 | Evp, Corporate Mktg & Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-06 | 3,125 | $3.72 | 34,479 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-06 | 4,687 | $7.96 | 39,166 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-06 | 7,813 | $7.20 | 46,979 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-06 | 3,125 | $16.50 | 43,854 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-06 | 1,987 | $16.45 | 41,867 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-06 | 100 | $16.50 | 41,767 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-06 | 2,600 | $16.47 | 39,167 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-06 | 7,813 | $16.45 | 31,354 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2017-02-06 | 3,125 | $0.00 | 3,125 | $3.72 |
| Common Stock | Stock option (right to buy) | Acquisiton | 2017-02-06 | 4,687 | $0.00 | 4,687 | $7.96 |
| Common Stock | Stock option (right to buy) | Acquisiton | 2017-02-06 | 7,813 | $0.00 | 7,813 | $7.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-07-16 | 2019-07-16 | No | 4 | M | Direct |
| 4,689 | 2016-07-15 | 2020-07-15 | No | 4 | M | Direct |
| 15,625 | 2016-07-15 | 2021-07-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,125 | Indirect | Held by Spouse |
Footnotes
- Of the shares held as of February 6, 2017, 25,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.
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