Filing Details
- Accession Number:
- 0001209191-17-008675
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-08 16:23:13
- Reporting Period:
- 2017-02-06
- Filing Date:
- 2017-02-08
- Accepted Time:
- 2017-02-08 16:23:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195654 | C Lynnette Fallon | C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915 | Executive Vp, Hr/Legal | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-06 | 32,504 | $3.72 | 80,780 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-06 | 178 | $16.60 | 80,602 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-06 | 1,138 | $16.55 | 79,464 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-06 | 13,500 | $16.50 | 65,964 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-06 | 500 | $16.53 | 65,464 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-06 | 7,400 | $16.45 | 58,064 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-06 | 1,700 | $16.48 | 56,364 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-06 | 8,088 | $16.40 | 48,276 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-07 | 4,996 | $3.72 | 53,272 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-07 | 4,996 | $16.35 | 48,276 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2017-02-06 | 32,504 | $0.00 | 32,504 | $3.72 |
| Common Stock | Stock option (right to buy) | Acquisiton | 2017-02-07 | 4,996 | $0.00 | 4,996 | $3.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,996 | 2016-07-16 | 2019-07-16 | No | 4 | M | Direct |
| 0 | 2016-07-16 | 2019-07-16 | No | 4 | M | Direct |
Footnotes
- Of the shares held as of February 6, 2017 and February 7, 2017, 25,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.
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