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Home > Insider Trading > Filing (0001209191-17-008675)

Filing Details

Accession Number:: 0001209191-17-008675
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-08 16:23:13
Reporting Period:: 2017-02-06

Filing Date:: 2017-02-08
Accepted Time:: 2017-02-08 16:23:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1113232	Axcelis Technologies Inc	ACLS	Special Industry Machinery, Nec (3559)	341818596

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1195654	C Lynnette Fallon	C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915	Executive Vp, Hr/Legal	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-02-06	32,504	$3.72	80,780	No	4	M	Direct
Common Stock	Disposition	2017-02-06	178	$16.60	80,602	No	4	S	Direct
Common Stock	Disposition	2017-02-06	1,138	$16.55	79,464	No	4	S	Direct
Common Stock	Disposition	2017-02-06	13,500	$16.50	65,964	No	4	S	Direct
Common Stock	Disposition	2017-02-06	500	$16.53	65,464	No	4	S	Direct
Common Stock	Disposition	2017-02-06	7,400	$16.45	58,064	No	4	S	Direct
Common Stock	Disposition	2017-02-06	1,700	$16.48	56,364	No	4	S	Direct
Common Stock	Disposition	2017-02-06	8,088	$16.40	48,276	No	4	S	Direct
Common Stock	Acquisiton	2017-02-07	4,996	$3.72	53,272	No	4	M	Direct
Common Stock	Disposition	2017-02-07	4,996	$16.35	48,276	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Acquisiton	2017-02-06	32,504	$0.00	32,504	$3.72
Common Stock	Stock option (right to buy)	Acquisiton	2017-02-07	4,996	$0.00	4,996	$3.72

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,996	2016-07-16	2019-07-16	No	4	M	Direct
0	2016-07-16	2019-07-16	No	4	M	Direct

Footnotes

Of the shares held as of February 6, 2017 and February 7, 2017, 25,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.