Filing Details
- Accession Number:
- 0001214659-17-000850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-08 16:17:40
- Reporting Period:
- 2017-02-06
- Filing Date:
- 2017-02-08
- Accepted Time:
- 2017-02-08 16:17:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299033 | Calamos Asset Management Inc. | CLMS | Security Brokers, Dealers & Flotation Companies (6211) | 320122554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1486623 | Mangrove Partners Fund, L.p. | 645 Madison Avenue, 14Th Floor New York NY 10022 | No | No | No | No | |
1535391 | Capital Mangrove | 645 Madison Avenue, 14Th Floor New York NY 10022 | No | No | No | No | |
1535392 | Partners Mangrove | 645 Madison Avenue, 14Th Floor New York NY 10022 | No | No | No | No | |
1535393 | H. Nathaniel August | 645 Madison Avenue, 14Th Floor New York NY 10022 | No | No | No | No | |
1569227 | Mangrove Partners Master Fund, Ltd. | Po Box 309, Ugland House, S. Church St. George Town E9 KY1-1104 | No | No | No | No | |
1569229 | Mangrove Partners Fund (Cayman), Ltd. | Maples Corp. Svcs, Po Box 309 Ugland House, S. Church Street George Town E9 KY1-1104 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-02-06 | 6,372 | $8.38 | 2,672,607 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2017-02-06 | 75,000 | $8.37 | 2,747,607 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2017-02-06 | 19,883 | $8.38 | 2,767,490 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
- The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.