Filing Details
- Accession Number:
- 0001012975-17-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-08 16:09:57
- Reporting Period:
- 2017-02-07
- Filing Date:
- 2017-02-08
- Accepted Time:
- 2017-02-08 16:09:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1278021 | Marketaxess Holdings Inc | MKTX | Security Brokers, Dealers & Flotation Companies (6211) | 522230784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296971 | John Steinhardt | C/O Marketaxess Holdings Inc. 299 Park Avenue New York NY 10171 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.003 Per Share | Acquisiton | 2017-02-07 | 2,500 | $16.99 | 25,596 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2017-02-07 | 2,500 | $190.04 | 23,096 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-07 | 2,500 | $0.00 | 2,500 | $16.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-08-03 | No | 4 | M | Direct |
Footnotes
- The option was fully exercisable.
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