Home > Insider Trading > Filing (0001209191-17-008613)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1400482	Kubota Pharmaceutical Holdings Co Ltd	NONE	Pharmaceutical Preparations (2834)	981295657

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1446698	Sbi Holdings, Inc.	Izumi Garden Tower 19F, 1-6-1 Roppongi Minato-Ku Tokyo M0 106-6019		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-01-12	7,100	$63,447.32	8,259,556	No	4	P	Indirect	By SBI Incubation Co., Ltd.
Common Stock	Acquisiton	2017-01-19	100	$869.60	8,259,656	No	4	P	Indirect	By SBI Incubation Co., Ltd.
Common Stock	Acquisiton	2017-01-20	12,900	$111,884.33	8,272,556	No	4	P	Indirect	By SBI Incubation Co., Ltd.
Common Stock	Acquisiton	2017-01-23	17,200	$150,643.21	8,289,756	No	4	P	Indirect	By SBI Incubation Co., Ltd.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By SBI Incubation Co., Ltd.
No	4	P	Indirect	By SBI Incubation Co., Ltd.
No	4	P	Indirect	By SBI Incubation Co., Ltd.
No	4	P	Indirect	By SBI Incubation Co., Ltd.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,196,869	Direct

Footnotes

The shares were purchased at a price of 7,310,400 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.
These shares are held directly by SBI Incubation Co., Ltd., which is an indirect wholly-owned subsidiary of SBI Holdings, Inc. SBI Holdings, Inc. may be deemed to be the indirect beneficial owner of these securities.
The shares were purchased at a price of 99,900 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.
The shares were purchased at a price of 12,884,600 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.
The shares were purchased at a price of 17,167,300 Japanese Yen. The purchase price reported above is reflected in US Dollars, based on the Mizuho TTM rate in effect on the date of purchase, rounded to the nearest whole cent.