Filing Details
- Accession Number:
- 0001140361-17-004975
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-08 08:21:46
- Reporting Period:
- 2017-02-06
- Filing Date:
- 2017-02-08
- Accepted Time:
- 2017-02-08 08:21:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1128189 | Protokinetix Inc. | PKTX | Pharmaceutical Preparations (2834) | 943355026 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621643 | Marie Susan Woodward | 705 Dugan Road Belpre OH 45714 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-06 | 250,000 | $0.04 | 250,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | $0.05 | 2020-12-31 | 4,000,000 | 4,000,000 | Direct | |
| Common Stock | Option | $0.08 | 2019-12-31 | 4,000,000 | 4,000,000 | Direct | |
| Common Stock | Option | $0.04 | 2020-02-25 | 4,000,000 | 4,000,000 | Direct | |
| Common Stock | Option | $0.04 | 2020-02-25 | 2,000,000 | 2,000,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-12-31 | 4,000,000 | 4,000,000 | Direct |
| 2019-12-31 | 4,000,000 | 4,000,000 | Direct |
| 2020-02-25 | 4,000,000 | 4,000,000 | Direct |
| 2020-02-25 | 2,000,000 | 2,000,000 | Direct |
Footnotes
- Options issued pursuant to the Company's 2017 Stock Option and Stock Bonus Plan. 1,000,000 shares of common stock vest on March 31, 2017; thereafter 1,000,000 shares vest every three months.
- Options issued pursuant to the Company's 2015 Stock Option and Stock Bonus Plan. 1,000,000 shares of common stock vest on March 31, 2016; thereafter 1,000,000 shares vest every three months.
- 400,000 shares of common stock vest on March 31, 2015; thereafter 400,000 shares vest monthly on the last day of each month.
- This option vests upon a change in control in which the Company receives a price equal to or greater than $0.50 per issued and outstanding share of common stock as defined in Ms. Woodward's Consulting Agreement. On December 30, 2017, the Company extended Ms. Woodward's option expiration date from February 25, 2017 to February 25, 2020.
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