Filing Details
- Accession Number:
- 0001127602-17-004240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-07 12:07:21
- Reporting Period:
- 2017-02-03
- Filing Date:
- 2017-02-07
- Accepted Time:
- 2017-02-07 12:07:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323990 | James Yee | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2017-02-03 | 7,423 | $17.02 | 64,554 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-03 | 3,500 | $25.00 | 61,054 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-03 | 700 | $25.03 | 60,354 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-03 | 2,823 | $25.05 | 57,531 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-03 | 400 | $25.08 | 57,131 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2017-02-03 | 9,717 | $17.24 | 66,848 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-03 | 117 | $25.00 | 66,731 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-03 | 2,400 | $25.05 | 64,331 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-03 | 1,900 | $25.08 | 62,431 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-03 | 4,900 | $25.10 | 57,531 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-03 | 400 | $25.13 | 57,131 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-03 | 7,423 | $0.00 | 7,423 | $17.02 |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-03 | 9,717 | $0.00 | 9,717 | $17.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,423 | 2024-01-27 | No | 4 | M | Direct | |
| 19,434 | 2025-02-02 | No | 4 | M | Direct |
Footnotes
- Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
- Option vests in four equal annual installments beginning on February 8, 2016.
Billionaire Hedge Funds
