Filing Details
- Accession Number:
- 0001209191-17-008145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-06 19:24:42
- Reporting Period:
- 2017-02-02
- Filing Date:
- 2017-02-06
- Accepted Time:
- 2017-02-06 19:24:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1360901 | Evercore Partners Inc. | EVR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1059227 | Ralph Schlosstein | C/O Evercore Partners Inc. 55 East 52Nd Street New York NY 10055 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-02-02 | 263,822 | $0.00 | 263,822 | No | 4 | C | Indirect | Shares held by trust. |
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2017-02-02 | 61,551 | $77.68 | 202,271 | No | 4 | S | Indirect | Shares held by trust. |
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2017-02-03 | 34,039 | $78.53 | 163,889 | No | 4 | S | Indirect | Shares held by trust. |
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2017-02-03 | 168,232 | $79.28 | 0 | No | 4 | S | Indirect | Shares held by trust. |
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2017-02-04 | 28,628 | $78.93 | 127,616 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | Shares held by trust. |
| No | 4 | S | Indirect | Shares held by trust. |
| No | 4 | S | Indirect | Shares held by trust. |
| No | 4 | S | Indirect | Shares held by trust. |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Partnership Units of Evercore LP | Disposition | 2017-02-02 | 263,822 | $0.00 | 263,822 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200,000 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Shares Of Class B Common Stock, Par Value $0.01 Per Share | 1 | Direct | |
| Shares Of Class B Common Stock, Par Value $0.01 Per Share | 1 | Indirect | Share held by trust. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Shares Of Class A Common Stock, Par Value $0.01 Per Share | Partnership Units of Evercore LP | $0.00 | 927,644 | 927,644 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 927,644 | 927,644 | Direct |
Footnotes
- Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.
- These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
- This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices rangingfrom approximately $77.55 to $77.75 per share. The Reporting Person undertakes to provide, upon request by the Securities and ExchangeCommission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold ateach price.
- This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $78.00 to $78.99 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $79.00 to $79.88 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
- These shares were surrendered to Evercore Partners Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.
- Pursuant to the Certificate of Incorporation of Evercore Partners Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.
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