Filing Details
- Accession Number:
- 0001127602-17-004132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-06 17:47:05
- Reporting Period:
- 2017-02-02
- Filing Date:
- 2017-02-06
- Accepted Time:
- 2017-02-06 17:47:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191557 | W William Bradley | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-02 | 2,966 | $11.44 | 52,582 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-02 | 37,400 | $11.03 | 89,982 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-02 | 35,084 | $15.39 | 125,066 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-02 | 21,774 | $21.82 | 146,840 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-02 | 7,236 | $24.87 | 154,076 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-02 | 8,886 | $40.50 | 162,962 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-02 | 113,346 | $54.23 | 49,616 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-02 | 8,886 | $0.00 | 8,886 | $40.50 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-02 | 7,236 | $0.00 | 7,236 | $24.87 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-02 | 21,774 | $0.00 | 21,774 | $21.82 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-02 | 35,084 | $0.00 | 35,084 | $15.39 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-02 | 37,400 | $0.00 | 37,400 | $11.03 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-02 | 2,966 | $0.00 | 2,966 | $11.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-11-11 | 2023-11-11 | No | 4 | M | Direct |
| 0 | 2013-11-19 | 2022-11-19 | No | 4 | M | Direct |
| 0 | 2012-11-14 | 2021-11-14 | No | 4 | M | Direct |
| 0 | 2011-11-15 | 2020-11-15 | No | 4 | M | Direct |
| 0 | 2010-11-16 | 2019-11-16 | No | 4 | M | Direct |
| 0 | 2008-11-19 | 2017-11-19 | No | 4 | M | Direct |
Footnotes
- Includes 124 shares acquired on December 2, 2016, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
- This transaction was executed in multiple trades at prices ranging from $53.975 to $54.385. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 8,886 shares, became exercisable in one increment on November 11, 2014.
- The option, representing the right to buy a total of 7,236 shares, became exercisable in one increment on November 19, 2013.
- The option, representing the right to buy a total of 21,774 shares, became exercisable in one increment on November 14, 2012.
- The option, representing the right to buy a total of 35,084 shares, became exercisable in one increment on November 15, 2011.
- The option, representing the right to buy a total of 37,400 shares, became exercisable in one increment on November 16, 2010.
- The option, representing the right to buy a total of 62,966 shares, became exercisable in one increment on November 19, 2008.
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