Filing Details

Accession Number:
0001493152-17-001138
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-06 16:47:11
Reporting Period:
2017-02-01
Filing Date:
2017-02-06
Accepted Time:
2017-02-06 16:47:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Pen Inc. PENC Coating, Engraving & Allied Services (3470) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022732 J Ronald Berman 701 Brickell Avenue, Suite 1550
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-02-01 1,000 $1.70 81,922 No 4 P Direct
Class A Common Stock Acquisiton 2017-02-01 500 $1.67 82,422 No 4 P Direct
Class A Common Stock Acquisiton 2017-02-01 1,128 $1.75 83,550 No 4 P Direct
Class A Common Stock Acquisiton 2017-02-02 200 $1.70 83,750 No 4 P Direct
Class A Common Stock Acquisiton 2017-02-02 100 $1.61 83,850 No 4 P Direct
Class A Common Stock Acquisiton 2017-02-02 133 $1.65 83,983 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct