Filing Details
- Accession Number:
- 0001184876-17-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-06 16:46:35
- Reporting Period:
- 2017-02-02
- Filing Date:
- 2017-02-06
- Accepted Time:
- 2017-02-06 16:46:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1007587 | Kvh Industries Inc | KVHI | Radio & Tv Broadcasting & Communications Equipment (3663) | 050420589 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184876 | Martin Heyningen Van Kits | Kvh Industries, Inc. 50 Enterprise Center Middletown RI 02842 | Ceo/Chairman Bod | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-02 | 18,867 | $9.32 | 636,386 | No | 4 | J | Direct | |
Common Stock | Disposition | 2017-02-02 | 5,836 | $10.00 | 630,550 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-02 | 2,800 | $10.05 | 627,750 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-02 | 2,800 | $10.10 | 624,950 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-02 | 400 | $10.13 | 624,550 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-02 | 3,204 | $10.15 | 621,346 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-02 | 2,024 | $10.20 | 619,322 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-02 | 200 | $10.25 | 619,122 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-02 | 1,603 | $10.40 | 617,519 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-02-03 | 33,949 | $9.32 | 651,468 | No | 4 | J | Direct | |
Common Stock | Disposition | 2017-02-03 | 33,749 | $10.00 | 617,719 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-03 | 200 | $10.05 | 617,519 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-02-06 | 4,646 | $9.32 | 622,165 | No | 4 | J | Direct | |
Common Stock | Disposition | 2017-02-06 | 4,646 | $10.00 | 617,519 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options-Right to Buy | Disposition | 2017-02-02 | 18,867 | $9.32 | 18,867 | $9.32 |
Common Stock | Employee Stock Options-Right to Buy | Disposition | 2017-02-03 | 33,949 | $9.32 | 33,949 | $9.32 |
Common Stock | Employee Stock Options-Right to Buy | Disposition | 2017-02-06 | 4,646 | $9.32 | 4,646 | $9.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
91,033 | 2016-02-28 | 2017-02-28 | No | 4 | J | Direct |
57,084 | 2016-02-28 | 2017-02-28 | No | 4 | J | Direct |
52,438 | 2016-02-28 | 2017-02-28 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,201 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options-Right to Buy | $0.00 | 0 | 1,232 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 1,232 | Indirect |
Footnotes
- Shares acquired via the exercise of stock options issued pursuant to the terms and conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
- Exercise of expiring stock options issued pursuant to the terms and conditions of the company's 2003 Incentive & Non-qualified Stock Option Plan.
- Represents total vested/unexercised options "beneficially owned".
- Represents total vested/unexercised options "beneficially owned" by spouse.
- Not applicable