Filing Details
- Accession Number:
- 0001611953-17-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-06 14:08:33
- Reporting Period:
- 2017-02-03
- Filing Date:
- 2017-02-06
- Accepted Time:
- 2017-02-06 14:08:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204704 | A Martin Dietrich | 52 South Broad Street Norwich NY 13815 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2017-02-03 | 20,515 | $29.97 | 143,566 | No | 4 | M | Direct | |
| Nbt Bancorp Inc. Common Stock | Disposition | 2017-02-03 | 20,515 | $40.40 | 123,051 | No | 4 | S | Direct | |
| Nbt Bancorp Inc. Common Stock | Acquisiton | 2017-02-03 | 155 | $0.00 | 123,206 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-03 | 20,515 | $40.40 | 20,515 | $29.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-31 | 2026-07-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | 19,281 | Indirect | 401k |
| Nbt Bancorp Inc. Common Stock | 340 | Indirect | Custodian for Minor |
| Nbt Bancorp Inc. Common Stock | 10,732 | Indirect | NBT Bancorp ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $28.01 | 2017-01-31 | 2026-05-12 | 26,743 | 26,743 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-05-12 | 26,743 | 26,743 | Direct |
Footnotes
- Acquired pursuant to the NBT Bancorp Inc. 2008 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.
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