Filing Details
- Accession Number:
- 0001209191-17-007878
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-03 19:17:46
- Reporting Period:
- 2017-02-01
- Filing Date:
- 2017-02-03
- Accepted Time:
- 2017-02-03 19:17:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
860730 | Hca Holdings Inc. | HCA | Services-General Medical & Surgical Hospitals, Nec (8062) | 273865930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1373493 | B Jonathan Perlin | One Park Plaza Nashville TN 37203 | Pres-Clinical Services & Cmo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-01 | 66,055 | $5.78 | 80,304 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-01 | 66,055 | $82.00 | 14,249 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-01 | 46,055 | $0.00 | 46,055 | $5.78 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-01 | 8,427 | $0.00 | 8,427 | $5.78 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-01 | 11,573 | $0.00 | 11,573 | $5.78 |
Common Stock | Stock Appreciation Right | Acquisiton | 2017-02-01 | 25,680 | $0.00 | 25,680 | $81.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-11-15 | No | 4 | M | Direct | |
0 | 2017-11-15 | No | 4 | M | Direct | |
26,854 | 2017-11-15 | No | 4 | M | Direct | |
25,680 | 2018-02-01 | 2027-02-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 913 | Indirect | By 2011 GRAT, Reporting Person Trustee |
Common Stock | 3,846 | Indirect | By 2012 GRAT, Reporting Person Trustee |
Footnotes
- Includes 898.2407 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.
- Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- On November 15, 2007, the reporting person was granted an option to purchase 96,055 shares of common stock, which vest upon achievement of certain predetermined investment return targets. 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of the closing of the initial public offering of the Issuer's securities on March 15, 2011, 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2011 and 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2012.
- Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- The option vested in equal increments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.
- The option vested in two equal annual installments beginning on November 15, 2011.
- The stock appreciation rights vest in four equal annual installments beginning on February 1, 2018.