Filing Details

Accession Number:
0001209191-17-007878
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-03 19:17:46
Reporting Period:
2017-02-01
Filing Date:
2017-02-03
Accepted Time:
2017-02-03 19:17:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
860730 Hca Holdings Inc. HCA Services-General Medical & Surgical Hospitals, Nec (8062) 273865930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373493 B Jonathan Perlin One Park Plaza
Nashville TN 37203
Pres-Clinical Services & Cmo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-01 66,055 $5.78 80,304 No 4 M Direct
Common Stock Disposition 2017-02-01 66,055 $82.00 14,249 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-01 46,055 $0.00 46,055 $5.78
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-01 8,427 $0.00 8,427 $5.78
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-01 11,573 $0.00 11,573 $5.78
Common Stock Stock Appreciation Right Acquisiton 2017-02-01 25,680 $0.00 25,680 $81.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-11-15 No 4 M Direct
0 2017-11-15 No 4 M Direct
26,854 2017-11-15 No 4 M Direct
25,680 2018-02-01 2027-02-01 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 913 Indirect By 2011 GRAT, Reporting Person Trustee
Common Stock 3,846 Indirect By 2012 GRAT, Reporting Person Trustee
Footnotes
  1. Includes 898.2407 shares acquired under the HCA Holdings, Inc. Employee Stock Purchase Plan.
  2. Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
  3. On November 15, 2007, the reporting person was granted an option to purchase 96,055 shares of common stock, which vest upon achievement of certain predetermined investment return targets. 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of the closing of the initial public offering of the Issuer's securities on March 15, 2011, 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2011 and 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2012.
  4. Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
  5. The option vested in equal increments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.
  6. The option vested in two equal annual installments beginning on November 15, 2011.
  7. The stock appreciation rights vest in four equal annual installments beginning on February 1, 2018.