Filing Details
- Accession Number:
- 0001225208-17-002357
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-02-03 18:06:29
- Reporting Period:
- 2017-01-26
- Filing Date:
- 2017-02-03
- Accepted Time:
- 2017-02-03 18:06:29
- Original Submission Date:
- 2017-01-30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 702165 | Norfolk Southern Corp | NSC | Railroads, Line-Haul Operating (4011) | 521188014 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187178 | A James Hixon | Three Commercial Place Norfolk VA 23510 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-26 | 24,407 | $47.76 | 146,224 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-26 | 6,187 | $0.00 | 152,411 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2017-01-26 | 3,000 | $0.00 | 155,411 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-26 | 1,432 | $69.83 | 156,843 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-26 | 1,061 | $94.17 | 157,904 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-26 | 959 | $104.23 | 158,863 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-26 | 1,431 | $120.25 | 157,432 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-01-26 | 2,952 | $120.25 | 154,480 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-01-26 | 24,407 | $120.67 | 130,073 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy, granted 2010) | Disposition | 2017-01-26 | 24,407 | $0.00 | 24,407 | $47.76 |
| Common Stock | Option (right to buy, granted 2013) | Disposition | 2017-01-26 | 1,432 | $0.00 | 1,432 | $69.83 |
| Common Stock | Option (right to buy, granted 2014) | Disposition | 2017-01-26 | 1,061 | $0.00 | 1,061 | $94.17 |
| Common Stock | Option (right to buy, granted 2015) | Disposition | 2017-01-26 | 959 | $0.00 | 959 | $104.23 |
| Common Stock | Restricted Stock Units | Disposition | 2017-01-26 | 3,000 | $0.00 | 3,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-29 | 2020-01-28 | No | 4 | M | Direct |
| 22,568 | 2017-01-24 | 2023-01-23 | No | 4 | M | Direct |
| 15,339 | 2018-01-23 | 2024-01-22 | No | 4 | M | Direct |
| 15,181 | 2019-01-27 | 2025-01-26 | No | 4 | M | Direct |
| 0 | 2017-01-26 | 2017-01-26 | No | 4 | M | Direct |
Footnotes
- Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan)
- Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).
- Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
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