Filing Details
- Accession Number:
- 0001209191-17-007731
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-03 17:19:49
- Reporting Period:
- 2017-02-02
- Filing Date:
- 2017-02-03
- Accepted Time:
- 2017-02-03 17:19:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616862 | Axalta Coating Systems Ltd. | AXTA | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 981073028 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1620394 | M. Sean Lannon | Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103 | Vp Corp Fin & Controller, Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-02-02 | 2,957 | $0.00 | 3,799 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-02-03 | 993 | $29.53 | 2,806 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Unit | Disposition | 2017-02-02 | 2,957 | $0.00 | 2,957 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,917 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common shares on a one-for-one basis.
- The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.
- On February 2, 2016, the reporting person was granted 8,874 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.
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