Filing Details
- Accession Number:
- 0001209191-17-007707
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-03 17:05:27
- Reporting Period:
- 2017-02-01
- Filing Date:
- 2017-02-03
- Accepted Time:
- 2017-02-03 17:05:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1276837 | Laura Stark | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp, Gm Esd | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-01 | 2,667 | $12.80 | 161,154 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-02-01 | 24,388 | $0.00 | 185,542 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2017-02-01 | 28,432 | $0.00 | 213,974 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-02-02 | 1,595 | $12.67 | 212,379 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-02-02 | 884 | $8.55 | 213,263 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-02 | 1,333 | $7.31 | 214,596 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-02 | 1,238 | $5.46 | 215,834 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-02 | 555 | $8.76 | 216,389 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-02 | 4,010 | $12.71 | 212,379 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option (right to buy) | Acquisiton | 2017-02-01 | 38,202 | $0.00 | 38,202 | $12.80 |
Common Stock | Employee stock option (right to buy) | Acquisiton | 2017-02-02 | 884 | $0.00 | 884 | $8.55 |
Common Stock | Employee stock option (right to buy) | Acquisiton | 2017-02-02 | 1,333 | $0.00 | 1,333 | $7.31 |
Common Stock | Employee stock option (right to buy) | Acquisiton | 2017-02-02 | 1,238 | $0.00 | 1,238 | $5.46 |
Common Stock | Employee stock option (right to buy) | Acquisiton | 2017-02-02 | 555 | $0.00 | 555 | $8.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,202 | 2017-08-01 | 2027-02-01 | No | 4 | A | Direct |
18,581 | 2009-08-02 | 2019-02-02 | No | 4 | M | Direct |
28,000 | 2012-08-01 | 2022-02-01 | No | 4 | M | Direct |
38,857 | 2013-08-01 | 2023-02-01 | No | 4 | M | Direct |
45,000 | 2014-08-03 | 2024-02-03 | No | 4 | M | Direct |
Footnotes
- Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2018.
- Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of RMBS common stock. The performance stock units vest in full on February 1, 2019 based upon assessed achievement of the Company's targeted pro forma operating margin for Fiscal Year 2016 and continued service to the Company through the vest date.
- The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2016.
- All shares were sold at an exact sale price of $12.71.
- One tenth of the shares subject to the option vest on August 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2021.
- Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014.
- Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
- Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
- Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.