Filing Details
- Accession Number:
- 0001225208-17-002350
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-03 17:03:21
- Reporting Period:
- 2017-02-01
- Filing Date:
- 2017-02-03
- Accepted Time:
- 2017-02-03 17:03:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 937941 | Pcm Inc. | PCMI | Retail-Catalog & Mail-Order Houses (5961) | 954518700 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008224 | F Frank Khulusi | 1940 East Mariposa Avenue El Segundo CA 90245 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2017-02-01 | 300 | $7.65 | 3,743 | No | 4 | M | Direct | |
| Common | Disposition | 2017-02-01 | 300 | $23.00 | 3,443 | No | 4 | S | Direct | |
| Common | Acquisiton | 2017-02-03 | 19,083 | $7.65 | 22,526 | No | 4 | M | Direct | |
| Common | Acquisiton | 2017-02-03 | 10,917 | $8.00 | 33,443 | No | 4 | M | Direct | |
| Common | Disposition | 2017-02-03 | 30,000 | $23.33 | 3,443 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to Buy) | Disposition | 2017-02-01 | 300 | $0.00 | 300 | $7.65 |
| Common | Stock Option (Right to Buy) | Disposition | 2017-02-03 | 19,083 | $0.00 | 19,083 | $7.65 |
| Common | Stock Option (Right to Buy) | Disposition | 2017-02-03 | 10,917 | $0.00 | 10,917 | $8.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,283 | 2020-05-20 | No | 4 | M | Direct | |
| 16,200 | 2020-05-20 | No | 4 | M | Direct | |
| 99,083 | 2021-06-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 2,552,508 | Indirect | By the Khulusi Family Revocable Trust |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.00 to $23.60. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- This option is exercisable in quarterly installments over a 5 year period.
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