Filing Details
- Accession Number:
- 0001340127-17-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-03 16:29:25
- Reporting Period:
- 2017-02-01
- Filing Date:
- 2017-02-03
- Accepted Time:
- 2017-02-03 16:29:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526379 | Danielle Sheer | C/O Carbonite, Inc. 2 Avenue De Lafayette Boston MA 02111 | Vice President;General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-01 | 15,000 | $12.88 | 105,937 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-01 | 15,000 | $18.50 | 90,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-02 | 2,470 | $18.98 | 88,467 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-03 | 8,750 | $14.89 | 97,217 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-03 | 8,750 | $20.00 | 88,467 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-02-01 | 15,000 | $12.88 | 15,000 | $12.88 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-02-03 | 8,750 | $14.89 | 8,750 | $14.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-03-15 | 2021-12-15 | No | 4 | M | Direct |
| 11,250 | 2015-05-12 | 2025-02-12 | No | 4 | M | Direct |
Footnotes
- Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2016.
- Includes 90,937 shares of common stock subject to unvested restricted stock units.
- Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- Includes 83,437 shares of common stock subject to unvested restricted stock units.
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