Filing Details
- Accession Number:
- 0001209191-17-007589
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-03 16:21:52
- Reporting Period:
- 2017-02-01
- Filing Date:
- 2017-02-03
- Accepted Time:
- 2017-02-03 16:21:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1479750 | Capital Bank Financial Corp. | CBF | National Commercial Banks (6021) | 271454759 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503582 | N Peter Foss | C/O Capital Bank Financial Corp 4725 Piedmont Row Drive, Ste. 110 Charlotte NC 28210 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-02-01 | 25,000 | $20.00 | 55,340 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2017-02-01 | 25,000 | $39.05 | 30,340 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Common Stock Option (right to buy) | Disposition | 2017-02-01 | 25,000 | $0.00 | 25,000 | $20.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-12-22 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.95 to $39.25, inclusive. The reporting person undertakes to provide Capital Bank Financial Corp., any security holder of Capital Bank Financial Corp., or the staff of the Securities & Exchange Commission, upon request full information regarding the number of shares sold at each separate price and the ranges set forth in footnote (1) of this Form 4.
- Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22,2012.