Filing Details
- Accession Number:
- 0001562180-17-000473
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-02 19:20:16
- Reporting Period:
- 2017-01-31
- Filing Date:
- 2017-02-02
- Accepted Time:
- 2017-02-02 19:20:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575523 | C Philip Cox | 3005 Tasman Drive Santa Clara CA 95054 | Head Emea India & President,Uk | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-31 | 812 | $64.37 | 5,381 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-31 | 1,175 | $71.11 | 6,556 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-31 | 1,715 | $107.98 | 8,271 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-31 | 272 | $129.81 | 8,543 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-31 | 234 | $107.98 | 8,777 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-31 | 356 | $129.81 | 9,133 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-31 | 315 | $170.68 | 8,818 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-31 | 198 | $171.27 | 8,620 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-31 | 1,395 | $170.68 | 7,225 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-31 | 814 | $170.68 | 6,411 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-31 | 241 | $170.68 | 6,170 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-31 | 193 | $170.68 | 5,977 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-31 | 545 | $170.68 | 5,432 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-01 | 1,400 | $174.03 | 4,032 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-01 | 1,450 | $174.49 | 2,582 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-02-01 | 450 | $176.27 | 2,132 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2017-01-31 | 272 | $0.00 | 272 | $129.81 |
| Common Stock | Stock Option | Disposition | 2017-01-31 | 356 | $0.00 | 356 | $129.81 |
| Common Stock | Stock Option | Disposition | 2017-01-31 | 234 | $0.00 | 234 | $107.98 |
| Common Stock | Stock Option | Disposition | 2017-01-31 | 1,715 | $0.00 | 1,715 | $107.98 |
| Common Stock | Stock Option | Disposition | 2017-01-31 | 1,175 | $0.00 | 1,175 | $71.11 |
| Common Stock | Stock Option | Disposition | 2017-01-31 | 812 | $0.00 | 812 | $64.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 815 | 2022-05-01 | No | 4 | M | Direct | |
| 1,066 | 2022-05-01 | No | 4 | M | Direct | |
| 232 | 2021-04-29 | No | 4 | M | Direct | |
| 1,714 | 2021-04-29 | No | 4 | M | Direct | |
| 1,175 | 2020-04-30 | No | 4 | M | Direct | |
| 0 | 2019-05-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $170.5 to $171.23; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $171.26 to $171.27; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $174 to $174.11; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $174.13 to $175.1; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $176.25 to $176.3; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 01-May-2016.
- 25%/4yr beginning on 29-Apr-2015.
- 25%/4yr beginning on 30-Apr-2014.
- 25%/4yr beginning on 01-May-2013.
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