Filing Details
- Accession Number:
- 0001562180-17-000471
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-02 19:06:54
- Reporting Period:
- 2017-01-31
- Filing Date:
- 2017-02-02
- Accepted Time:
- 2017-02-02 19:06:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398582 | Michael Descheneaux | 3005 Tasman Drive Santa Clara CA 95054 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-31 | 1,975 | $71.11 | 18,181 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-31 | 6,000 | $60.37 | 24,181 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-31 | 3,400 | $64.37 | 27,581 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-31 | 1,975 | $170.54 | 25,606 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-31 | 3,400 | $170.54 | 22,206 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-31 | 6,000 | $170.54 | 16,206 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-31 | 1,808 | $170.54 | 14,398 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2017-01-31 | 1,975 | $0.00 | 1,975 | $71.11 |
| Common Stock | Stock Option | Disposition | 2017-01-31 | 3,400 | $0.00 | 3,400 | $64.37 |
| Common Stock | Stock Option | Disposition | 2017-01-31 | 6,000 | $0.00 | 6,000 | $60.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,325 | 2020-04-30 | No | 4 | M | Direct | |
| 8,000 | 2019-05-01 | No | 4 | M | Direct | |
| 0 | 2018-04-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 302 | Indirect | By 401(k)/ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $170.5 to $170.77; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 30-Apr-2014.
- 25%/4yr beginning on 01-May-2013.
- 25%/4yr beginning on 27-Apr-2012.
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