Home > Insider Trading > Filing (0001209191-17-007240)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1543643	Cu Bancorp	CUNB	National Commercial Banks (6021)	900779788

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1555243	J Kenneth Cosgrove	C/O Cu Bancorp 15821 Ventura Blvd., Suite 100 Encino CA 91436		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-02-01	15,000	$36.50	246,604	No	4	S	Indirect	Trustee of the Kenneth Cosgrove & Carolyn Cosgrove Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Trustee of the Kenneth Cosgrove & Carolyn Cosgrove Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,200	Direct
Common Stock	22,956	Indirect	Kenneth Cosgrove's 401K
Common Stock	15,098	Indirect	Kenneth Cosgrove's Self-Directed IRA
Common Stock	19,885	Indirect	Spouse's Self-Directed IRA

Footnotes

Represents the aggregate of sales effected on the same day at the same price per share.
This figure represents the weighted average sale price for all transactions, which are being aggregated and reported on a single line, as the transactions were all effectuated at a price of $36.50 per share. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.