Filing Details
- Accession Number:
- 0000707549-17-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-02 17:27:25
- Reporting Period:
- 2017-01-31
- Filing Date:
- 2017-02-02
- Accepted Time:
- 2017-02-02 17:27:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343600 | Timothy Archer | 4650 Cushing Parkway Fremont CA 94538 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-01-31 | 5,777 | $115.96 | 76,284 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-31 | 22,803 | $42.61 | 99,087 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-31 | 21,860 | $115.00 | 77,227 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-31 | 943 | $115.89 | 76,284 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-31 | 22,803 | $42.61 | 22,803 | $42.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2015-02-08 | 2020-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,385 | Indirect | By 401(k) |
| Common Stock | 518 | Indirect | By Spouse 401(k) |
Footnotes
- Shares sold pursuant to 10b5-1 Trading Plan.
- Amount reported includes shares subject to unvested Restricted Stock Units.
- Shares exercised pursuant to 10b5-1 Trading Plan
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $114.52 to $115.51, inclusive.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $115.53 to $116.04, inclusive.
- 100% of the stock options vested on 02/08/2015.
Billionaire Hedge Funds
