Filing Details
- Accession Number:
- 0001127602-17-003585
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-02 16:39:43
- Reporting Period:
- 2017-02-01
- Filing Date:
- 2017-02-02
- Accepted Time:
- 2017-02-02 16:39:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1404929 | L David Stein | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2017-02-01 | 7,000 | $18.82 | 44,063 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-01 | 3,300 | $25.10 | 40,763 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-01 | 3,700 | $25.13 | 37,063 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2017-02-01 | 11,500 | $17.26 | 48,563 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-01 | 7,820 | $25.01 | 40,743 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-01 | 2,300 | $25.05 | 38,443 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-01 | 300 | $25.08 | 38,143 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-01 | 1,080 | $25.10 | 37,063 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-01 | 7,000 | $0.00 | 7,000 | $18.82 |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-01 | 11,500 | $0.00 | 11,500 | $17.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-07-23 | No | 4 | M | Direct | |
| 0 | 2019-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 58,047 | Indirect | by Trust |
| Common Stock $0.01 Par Value | 4,949 | Indirect | 401(k) Plan |
| Common Stock $0.01 Par Value | 400 | Indirect | IRA |
Footnotes
- Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
Billionaire Hedge Funds
