Filing Details

Accession Number:
0001235802-17-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-02 16:10:55
Reporting Period:
2017-01-31
Filing Date:
2017-02-02
Accepted Time:
2017-02-02 16:10:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1374128 Entellus Medical Inc ENTL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1172861 International Life Sciences Fund Iii (Lp1), L.p. One Boston Place, Suite 3900
201 Washington Street
Boston MA 02108
No No Yes No
1233226 International Life Sciences Fund Iii Strategic Partners, L.p. One Boston Place, Suite 3900
201 Washington Street
Boston MA 02108
No No Yes No
1233315 International Life Sciences Fund Iii Co-Investment, L.p. One Boston Place, Suite 3900
201 Washington Street
Boston MA 02108
No No Yes No
1367381 Sv Life Sciences Fund Iv, L.p. One Boston Place
201 Washington Street, Suite 3900
Boston MA 02108
No No Yes No
1392309 Sv Life Sciences Fund Iv Strategic Partners, L. P. One Boston Place
201 Washington Street, Suite 3900
Boston MA 02108
No No Yes No
1422339 Svlsf Iv, Llc One Boston Place
201 Washington Street, Suite 3900
Boston MA 02108
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2017-01-31 220,431 $17.00 1,091,166 No 4 S Indirect By ILSF LP1
Common Stock, $0.001 Par Value Disposition 2017-01-31 2,615 $17.00 12,947 No 4 S Indirect By ILSF Co-Invest
Common Stock, $0.001 Par Value Disposition 2017-01-31 2,106 $17.00 10,424 No 4 S Indirect By ILSF Strategic
Common Stock, $0.001 Par Value Disposition 2017-01-31 299,424 $17.00 1,791,070 No 4 S Indirect By Fund IV
Common Stock, $0.001 Par Value Disposition 2017-01-31 8,501 $17.00 50,849 No 4 S Indirect By Fund IV Strategic
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By ILSF LP1
No 4 S Indirect By ILSF Co-Invest
No 4 S Indirect By ILSF Strategic
No 4 S Indirect By Fund IV
No 4 S Indirect By Fund IV Strategic
Footnotes
  1. Represents a public offering price of $17.00 per share before underwriting discounts and commissions pursuant to an Underwriting Agreement dated January 25, 2017, which offering closed on January 31, 2017.
  2. International Life Sciences Fund III (GP), L.P. ("Fund III GP") is the general partner of each of: (i) International Life Sciences Fund III (LP1), L.P. ("ILSF LP1"), (ii) International Life Sciences Fund III Co-Investment, L.P. ("ILSF Co-Invest") and (iii) International Life Sciences Fund III Strategic Partners, L.P. ("ILSF Strategic" and collectively, the "Fund III Entities"). ILSF III, LLC (the "ILSF General Partner") is the general partner of Fund III GP and, through an investment committee comprised of James Garvey, Kate Bingham, Eugene D. Hill, III and Michael Ross controls voting and investment decisions over the Issuer's shares held by the Fund III Entities by majority vote.
  3. Each member of the investment committee of ILSF General Partner disclaims beneficial ownership over the Shares held by the Fund III Entities except to the extent of any pecuniary interest therein. Each of ILSF General Partner and Fund III GP disclaim beneficial ownership over the Shares held by the Fund III Entities except to the extent of their respective pecuniary interest therein.
  4. SV Life Sciences Fund IV (GP), L.P. ("Fund IV GP") is the general partner of each of SV Life Sciences Fund IV, L.P. ("Fund IV") and SV Life Sciences Fund IV Strategic Partners, L.P. ("Fund IV Strategic" and together with Fund IV, the "Fund IV Entities"). SVLSF IV, LLC (the "SVLS General Partner") is the general partner of Fund IV GP and, through an investment committee comprised of David Milne (also a member of the Issuer's board of directors), James Garvey, Kate Bingham, Eugene D. Hill, III and Michael Ross controls voting and investment decisions over the Issuer's shares held by the Fund IV Entities by a majority vote.
  5. Each member of the investment committee of SVLS General Partner disclaims beneficial ownership over the Shares held by the Fund IV Entities except to the extent of any pecuniary interest therein. Each of SVLS General Partner and Fund IV GP disclaim beneficial ownership over the Shares held by the Fund IV Entities except to the extent of their respective pecuniary interest therein.