Filing Details
- Accession Number:
- 0001235802-17-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-02 16:10:55
- Reporting Period:
- 2017-01-31
- Filing Date:
- 2017-02-02
- Accepted Time:
- 2017-02-02 16:10:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1374128 | Entellus Medical Inc | ENTL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1172861 | International Life Sciences Fund Iii (Lp1), L.p. | One Boston Place, Suite 3900 201 Washington Street Boston MA 02108 | No | No | Yes | No | |
1233226 | International Life Sciences Fund Iii Strategic Partners, L.p. | One Boston Place, Suite 3900 201 Washington Street Boston MA 02108 | No | No | Yes | No | |
1233315 | International Life Sciences Fund Iii Co-Investment, L.p. | One Boston Place, Suite 3900 201 Washington Street Boston MA 02108 | No | No | Yes | No | |
1367381 | Sv Life Sciences Fund Iv, L.p. | One Boston Place 201 Washington Street, Suite 3900 Boston MA 02108 | No | No | Yes | No | |
1392309 | Sv Life Sciences Fund Iv Strategic Partners, L. P. | One Boston Place 201 Washington Street, Suite 3900 Boston MA 02108 | No | No | Yes | No | |
1422339 | Svlsf Iv, Llc | One Boston Place 201 Washington Street, Suite 3900 Boston MA 02108 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2017-01-31 | 220,431 | $17.00 | 1,091,166 | No | 4 | S | Indirect | By ILSF LP1 |
Common Stock, $0.001 Par Value | Disposition | 2017-01-31 | 2,615 | $17.00 | 12,947 | No | 4 | S | Indirect | By ILSF Co-Invest |
Common Stock, $0.001 Par Value | Disposition | 2017-01-31 | 2,106 | $17.00 | 10,424 | No | 4 | S | Indirect | By ILSF Strategic |
Common Stock, $0.001 Par Value | Disposition | 2017-01-31 | 299,424 | $17.00 | 1,791,070 | No | 4 | S | Indirect | By Fund IV |
Common Stock, $0.001 Par Value | Disposition | 2017-01-31 | 8,501 | $17.00 | 50,849 | No | 4 | S | Indirect | By Fund IV Strategic |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By ILSF LP1 |
No | 4 | S | Indirect | By ILSF Co-Invest |
No | 4 | S | Indirect | By ILSF Strategic |
No | 4 | S | Indirect | By Fund IV |
No | 4 | S | Indirect | By Fund IV Strategic |
Footnotes
- Represents a public offering price of $17.00 per share before underwriting discounts and commissions pursuant to an Underwriting Agreement dated January 25, 2017, which offering closed on January 31, 2017.
- International Life Sciences Fund III (GP), L.P. ("Fund III GP") is the general partner of each of: (i) International Life Sciences Fund III (LP1), L.P. ("ILSF LP1"), (ii) International Life Sciences Fund III Co-Investment, L.P. ("ILSF Co-Invest") and (iii) International Life Sciences Fund III Strategic Partners, L.P. ("ILSF Strategic" and collectively, the "Fund III Entities"). ILSF III, LLC (the "ILSF General Partner") is the general partner of Fund III GP and, through an investment committee comprised of James Garvey, Kate Bingham, Eugene D. Hill, III and Michael Ross controls voting and investment decisions over the Issuer's shares held by the Fund III Entities by majority vote.
- Each member of the investment committee of ILSF General Partner disclaims beneficial ownership over the Shares held by the Fund III Entities except to the extent of any pecuniary interest therein. Each of ILSF General Partner and Fund III GP disclaim beneficial ownership over the Shares held by the Fund III Entities except to the extent of their respective pecuniary interest therein.
- SV Life Sciences Fund IV (GP), L.P. ("Fund IV GP") is the general partner of each of SV Life Sciences Fund IV, L.P. ("Fund IV") and SV Life Sciences Fund IV Strategic Partners, L.P. ("Fund IV Strategic" and together with Fund IV, the "Fund IV Entities"). SVLSF IV, LLC (the "SVLS General Partner") is the general partner of Fund IV GP and, through an investment committee comprised of David Milne (also a member of the Issuer's board of directors), James Garvey, Kate Bingham, Eugene D. Hill, III and Michael Ross controls voting and investment decisions over the Issuer's shares held by the Fund IV Entities by a majority vote.
- Each member of the investment committee of SVLS General Partner disclaims beneficial ownership over the Shares held by the Fund IV Entities except to the extent of any pecuniary interest therein. Each of SVLS General Partner and Fund IV GP disclaim beneficial ownership over the Shares held by the Fund IV Entities except to the extent of their respective pecuniary interest therein.