Home > Insider Trading > Filing (0001140361-17-004163)

Filing Details

Accession Number:: 0001140361-17-004163
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-02 16:06:10
Reporting Period:: 2016-12-06

Filing Date:: 2017-02-02
Accepted Time:: 2017-02-02 16:06:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1135657	Eco-Stim Energy Solutions Inc.	ESES	Oil & Gas Field Services, Nec (1389)	208203420

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1420192	Hayman Capital Management, L.p.	2101 Cedar Springs Road, Suite 1400 Dallas TX 75201	No	No	Yes	Yes
1420193	Kyle J Bass	C/O Hayman Investments, L.l.c. 2101 Cedar Springs Road, Suite 1400 Dallas TX 75201	No	No	Yes	No
1420196	Hayman Investments Llc	2101 Cedar Springs Road, Suite 1400 Dallas TX 75201	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Disposition	2016-12-06	102,513	$2.00	2,027,487	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2016-12-28	75,854	$1.12	1,951,633	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2016-12-29	29,165	$1.05	1,922,468	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2016-12-30	12,939	$1.01	1,909,529	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2017-01-03	3,295	$0.96	1,906,234	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2017-01-04	15,747	$1.02	1,890,487	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2017-01-05	50,000	$0.92	1,840,487	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2017-01-10	52,024	$0.76	1,788,463	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2017-01-11	68,851	$0.79	1,719,612	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2017-01-12	41,318	$0.75	1,678,294	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2017-01-18	4,400	$0.79	1,673,894	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2017-01-19	4,592	$0.80	1,669,302	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2017-01-20	128,191	$0.82	1,541,111	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2017-01-25	10,433	$0.81	1,530,678	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.001	Disposition	2017-01-27	1,530,678	$1.21	0	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Footnotes

The securities reported in this Form 4 were held of record by Hayman Capital Master Fund, L.P. ("HCMF"), which is managed by Hayman Capital Management, L.P. ("Hayman"). J Kyle Bass is the managing member of Hayman Investments LLC ("HI"), which is the general partner of Hayman. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), Hayman, HI and Mr. Bass may be deemed to have shared voting and dispositive powers with respect to the securities beneficially owned by HCMF. Hayman, HI and Bass disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein, and this report shall not be deemed an admission that Hayman, HI or Mr. Bass was the beneficial owner of such securities for purposes of Section 16 of the Act and the rules promulgated thereunder or for any other purpose.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $1.9500 to $2.0989 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $1.0500 to $1.2992 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $1.0200 to $1.1785 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.9300 to $1.0400 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.9900 to $1.0300 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.9900 to $1.0300 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.9150 to $0.9150 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7500 to $0.7835 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7500 to $0.8285 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7014 to $0.8000 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7840 to $0.7935 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.8000 to $0.8100 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7800 to $0.8400 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7500 to $0.8380 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $1.0400 to $1.7900 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.