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Home > Insider Trading > Filing (0001140361-17-004121)

Filing Details

Accession Number:: 0001140361-17-004121
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-02 12:53:46
Reporting Period:: 2017-02-01

Filing Date:: 2017-02-02
Accepted Time:: 2017-02-02 12:53:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
99614	Tri-Continental Corp	TY	(0)	135441850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1198287	L David King	225 Franklin Street Boston MA 02110		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Tri-Continental Corporation Common Stock	Acquisiton	2017-02-01	2,295	$22.54	127,295	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-02-01	500	$22.56	127,795	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-02-01	2,205	$22.58	130,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct