Filing Details
- Accession Number:
- 0001209191-17-006917
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-02-02 11:17:35
- Reporting Period:
- 2017-01-31
- Filing Date:
- 2017-02-02
- Accepted Time:
- 2017-02-02 11:17:35
- Original Submission Date:
- 2017-01-31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1413837 | First Foundation Inc. | FFWM | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594279 | Jr E. Ulrich Keller | 18101 Von Karman Suite 700 Irvine CA 92612 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-01-31 | 10,000 | $14.31 | 2,511,170 | No | 4 | S | Indirect | by family trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by family trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,000 | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2016
- On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 1,260,585 additional shares of common stock as of such date
- On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's direct ownership of 10,000 additional shares of common stock as of such date
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