Filing Details
- Accession Number:
- 0001321732-17-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-01 19:59:26
- Reporting Period:
- 2017-01-30
- Filing Date:
- 2017-02-01
- Accepted Time:
- 2017-02-01 19:59:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651317 | Lynn Rothman | One Penumbra Place Alameda CA 94502 | Evp And Chief Business Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-01-30 | 1,500 | $70.73 | 188,807 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-01-30 | 200 | $71.20 | 188,607 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-01-31 | 1,800 | $71.27 | 186,807 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-01 | 814 | $70.73 | 185,993 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-01 | 100 | $71.60 | 185,893 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $70.10 to $71.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- A portion of these shares is subject to vesting.
- This transaction was executed in multiple trades at prices ranging from $70.60 to $71.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $70.50 to $71.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.