Home > Insider Trading > Filing (0001437749-17-001481)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1186026	Peter Wu	777 North Broadway Los Angeles CA 90012	Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-01-30	10,000	$36.26	812,799	No	4	S	Indirect	By PACJU LLC
Common Stock	Disposition	2017-01-30	10,000	$36.28	802,799	No	4	S	Indirect	By PACJU LLC
Common Stock	Disposition	2017-01-31	10,000	$36.22	792,799	No	4	S	Indirect	By PACJU LLC
Common Stock	Disposition	2017-02-01	20,000	$36.42	772,799	No	4	S	Indirect	By PACJU LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By PACJU LLC
No	4	S	Indirect	By PACJU LLC
No	4	S	Indirect	By PACJU LLC
No	4	S	Indirect	By PACJU LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	12,976	Direct
Common Stock	30,194	Indirect	Wu Family Trust

Footnotes

a Delaware limited liability company of which the Wu Family Trust serves as Manager and hold a 51.5% interest, with the reporting person and his spouse each holding a 5% ownership interest in PACJU in their own names. The balance of the interests in PACJU will be held by the reporting person's adult children, none of whom shares a household with the reporting person. The reporting person disclaims beneficial ownership of CATY Stock held by PACJU except the extent of his pecuniary interest therein.