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Home > Insider Trading > Filing (0001652519-17-000001)

Filing Details

Accession Number:: 0001652519-17-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-01 17:42:15
Reporting Period:: 2017-01-30

Filing Date:: 2017-02-01
Accepted Time:: 2017-02-01 17:42:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1038773	Smartfinancial Inc.	SMBK	National Commercial Banks (6021)	621173944

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1652519	Sr. Young William Carroll	5401 Kingston Pike Suite 600 Knoxville TN 37919	Vice-Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-01-30	52,500	$9.52	153,300	No	4	M	Direct
Common Stock	Acquisiton	2017-01-30	31,500	$9.52	184,800	No	4	M	Direct
Common Stock	Acquisiton	2017-01-30	8,042	$10.48	192,842	No	4	M	Direct
Common Stock	Disposition	2017-01-30	82,042	$19.25	110,800	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Management Stock Option	Disposition	2017-01-30	52,500	$0.00	52,500	$9.52
Common Stock	Stock Option	Disposition	2017-01-30	31,500	$0.00	31,500	$9.52
Common Stock	Stock Option	Disposition	2017-01-30	8,042	$0.00	8,042	$10.48

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2007-02-22	2017-02-22	No	4	M	Direct
0	2007-02-22	2017-02-22	No	4	M	Direct
0	2010-06-24	2017-02-22	No	4	M	Direct