Filing Details
- Accession Number:
- 0001596771-17-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-01 16:46:20
- Reporting Period:
- 2015-11-23
- Filing Date:
- 2017-02-01
- Accepted Time:
- 2017-02-01 16:46:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1506492 | Sunshine Heart Inc. | SSH | Electromedical & Electrotherapeutic Apparatus (3845) | 680533453 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1629827 | Claudia Drayton | 12988 Valley View Road Eden Prairie MN 55344 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-11-23 | 1 | $52.80 | 760 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-21 | 20 | $5.27 | 740 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The shares were sold through a broker initiated transaction to cover account maintenance fees, without Ms. Drayton's specific authorization.