Filing Details
- Accession Number:
- 0001562180-17-000457
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-01 16:33:53
- Reporting Period:
- 2017-01-30
- Filing Date:
- 2017-02-01
- Accepted Time:
- 2017-02-01 16:33:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910322 | Astoria Financial Corp | AF | Savings Institution, Federally Chartered (6035) | 113170868 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1565402 | J Stephen Sipola | One Astoria Bank Plaza Lake Success NY US 11042 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-01-30 | 47,568 | $18.65 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-30 | 8,159 | $18.70 | 0 | No | 4 | J | Indirect | 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | J | Indirect | 401(k) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.5300 to $18.8500. The price reported above reflects theweighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a securityholder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents shares sold from the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. Sipola as of January 30, 2017. Shares were held in the 401(k) Plan Trust.
Billionaire Hedge Funds
