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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
910322	Astoria Financial Corp	AF	Savings Institution, Federally Chartered (6035)	113170868

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1210751	C Gerard Keegan	One Astoria Bank Plaza Lake Success NY US 11042	Vice Chairman, Sr Evp & Coo	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-01-30	43,844	$18.70	0	No	4	J	Indirect	401(k)
Common Stock	Disposition	2017-01-31	71,202	$18.84	263,632	No	4	S	Direct
Common Stock	Disposition	2017-01-31	1,065	$0.00	262,567	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	401(k)
No	4	S	Direct
No	4	J	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	35,700	Indirect	RSA

Footnotes

Represents shares sold from the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. Keegan on January 30, 2017. Shares were held in the 401(k) Plan Trust.
This transaction was executed in multiple trades at prices ranging from $18.7500 to $18.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
On January 31, 2017, Mr. Keegan gifted 1,065 shares of Astoria Financial Corporation Common Stock to the Keegan Family Fund.
Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 17,850 shares on December 14, 2017 and 17,850 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.