Home > Insider Trading > Filing (0001209191-17-006541)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1368148	Athersys Inc / New	ATHX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1328592	Jordan Davis	3201 Carnegie Avenue Cleveland OH 44115-2634		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-02-01	25,535	$1.01	273,520	No	4	P	Indirect	Radius Venture Partners III, (Ohio), LP
Common Stock	Acquisiton	2017-02-01	18,645	$1.01	199,704	No	4	P	Indirect	Radius Venture Partners III, LP
Common Stock	Acquisiton	2017-02-01	203,320	$1.01	2,177,776	No	4	P	Indirect	Radius Venture Partners III QP, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Radius Venture Partners III, (Ohio), LP
No	4	P	Indirect	Radius Venture Partners III, LP
No	4	P	Indirect	Radius Venture Partners III QP, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,597,788	Indirect	Radius Venture Partners II, LP
Common Stock	4,000	Indirect	Mr. Davis' Children
Common Stock	40,000	Direct

Footnotes

Purchase of shares in an underwritten public offering at the price paid by the public.
Represents shares of Common Stock held by Radius Venture Partners II,LP; Radius Venture Partners III,LP; Radius Venture Partners III QP, LP; and Radius Venture Partners III, (Ohio), LP, over which Mr. Davis has shared voting and dispositive power. Mr. Davis disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest therein.
Represents 4,000 shares of Common Stock held by Mr. Davis' children, over which Mr. Davis has shared voting and dispositive power. Mr. Davis disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest therein.