Filing Details
- Accession Number:
- 0001127602-17-003157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-31 17:22:50
- Reporting Period:
- 2017-01-30
- Filing Date:
- 2017-01-31
- Accepted Time:
- 2017-01-31 17:22:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1632842 | K. Lisa Kunkle | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Svp Gnrl Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-30 | 20,000 | $7.99 | 77,068 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-30 | 9,777 | $34.10 | 67,291 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-01-31 | 10,223 | $33.90 | 57,068 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2017-01-30 | 20,000 | $0.00 | 20,000 | $7.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,714 | Indirect | Savings Plan Trust |
Footnotes
- The sales price is a weighted average for the sales transactions. The sales prices range from a low of $33.63 per share to a high of $34.29 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- The information in this report is based on a PolyOne Retirement Savings Plan statement as of January 30, 2017. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund.
- The stock appreciation rights vest in three equal annual installments beginning February 17, 2011.
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