Filing Details
- Accession Number:
- 0001209191-17-006406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-31 16:51:53
- Reporting Period:
- 2017-01-31
- Filing Date:
- 2017-01-31
- Accepted Time:
- 2017-01-31 16:51:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370053 | Anaptysbio Inc | ANAB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341382 | N James Topper | C/O Frazier Healthcare Partners 601 Union Street, Suite 3200 Seattle WA 98101 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-31 | 2,228,377 | $0.00 | 2,228,377 | No | 4 | C | Indirect | see footnote |
Common Stock | Acquisiton | 2017-01-31 | 733,740 | $0.00 | 733,740 | No | 4 | C | Indirect | see footnote |
Common Stock | Acquisiton | 2017-01-31 | 209,095 | $0.00 | 209,095 | No | 4 | C | Indirect | see footnote |
Common Stock | Acquisiton | 2017-01-31 | 311,291 | $15.00 | 1,045,031 | No | 4 | P | Indirect | see footnote |
Common Stock | Acquisiton | 2017-01-31 | 88,709 | $15.00 | 297,804 | No | 4 | P | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | see footnote |
No | 4 | C | Indirect | see footnote |
No | 4 | C | Indirect | see footnote |
No | 4 | P | Indirect | see footnote |
No | 4 | P | Indirect | see footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2017-01-31 | 1,428,571 | $0.00 | 1,428,571 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2017-01-31 | 604,055 | $0.00 | 604,055 | $0.00 |
Common Stock | Series C-1 Preferred Stock | Disposition | 2017-01-31 | 195,751 | $0.00 | 195,751 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2017-01-31 | 733,740 | $0.00 | 733,740 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2017-01-31 | 209,095 | $0.00 | 209,095 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- In connection with the consummation of the Issuer's initial public offering on January 31, 2017, each share of Series B Preferred Stock, Series C Preferred Stock, Series C-1 Preferred Stock and Series D Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
- Represents shares held by Frazier Healthcare V, L.P., an affiliate of Frazier Healthcare Ventures. Dr. Topper is a General Partner of Frazier Healthcare. Mr. Topper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Represents shares held by Frazier Healthcare VII, L.P., an affiliate of Frazier Healthcare Ventures. Dr. Topper is a General Partner of Frazier Healthcare. Mr. Topper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Represents shares held by Frazier Healthcare VII-A, L.P., an affiliate of Frazier Healthcare Ventures. Dr. Topper is a General Partner of Frazier Healthcare. Mr. Topper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.